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FORMS
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New Accounts - Every new Client should be receiving the following documents: Applicable Client Agreements (printed with the app), Money Market Prospectus, Kalos Capital's Privacy Policy, and Kalos Capital's Business Continuity Plan.
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Estate Account - requires additional documents Instructions
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IRA - Simple (CONTACT HOME OFFICE)
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Trust Account - requires TCIP and legal docs Instructions
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| NEW ACCOUNT APPLICATION CHECKLIST | |
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New Accounts - Supplemental Forms
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Roth Conversion Form (Roth account must be opened prior)
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| Non-IRA Letter of Instruction (Managed Accounts) | |
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Additional Forms
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Account Maintenance (Name, Address and Div Inc changes)
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IRA POA - requires Limited Trading Authorization Instructions
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| IRA Periodic Contribution by EFT | Account Maintenance (Suitability and Employer information) |
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Direct Business
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Investment advisory services offered through Kalos Management, Inc., an SEC registered investment adviser.